Compliance is more than adhering to rules. Properly understood and applied, compliance is a strategic management tool which protects against legal risks, improves a company’s process quality and effectiveness in problematic situations thus increases its productivity and operational success. Corporate culture and reputation are significantly enhanced as well.
Our specialised teams of experienced practitioners provide comprehensive advice on all legal and business matters of compliance. Whereby, for us, conceptual advice is inseparably linked with practical implementation.
Healthcare
Germany, Healthcare, €17m sales, 75FTE
Evaluation of compliance with law of general business conduct
Monitoring of compliance with relevant regulatory environment
Appraisal of fiduciary duties of managing directors
Evaluation of fraud, misconduct and misappropriation of company & public funds
Forensic research regarding claims for refund and reimbursement
Germany, Healthcare, €6m sales, 25FTE
Evaluation of fraud, misconduct and misappropriation of company & public funds
Forensic research regarding claims for refund and reimbursement
Review of relevant additional tax filings
Negotiation of termination agreement
Review of filings for public prosecution
Evaluation of damage compensation
Germany, Healthcare, €15m sales, 60 FTE
Evaluation of compliance with law of general business conduct
Monitoring of compliance with relevant regulatory environment
Negotiation of termination agreement
Subsequent closure and merger of business units
Interim-management
Germany, Healthcare, €7m sales, 30FTE
Evaluation of fraud, misconduct and misappropriation of company & public funds
Evaluation of damage compensation
Negotiation of termination agreement
Preparation of manager certificates
Preparation of exit road-map
Operational execution of exit readiness
Finance & Insurance
Italy, €3.5bn total assets, 500 FTE
Evaluation of fraud, misconduct and misappropriation of company & customer funds
Evaluation of damage compensation
Reporting to regulatory authorities and shareholders
Monitoring of compliance with relevant regulatory environment
Review of filings for public prosecution
Coordination of relevant additional tax filings
Austria, €40bn total assets, 7.000 FTE
Evaluation of fraud, misconduct and misappropriation of shareholder’s funds
Evaluation of damage compensation
Reporting to regulatory authorities and shareholders’ representatives
Preparation of filings for reimbursement through insurance
Germany, €1.600bn total assets, 100.000 FTE
Evaluation of whistleblower system and related governance rules & policies
Conduct of market study regarding whistleblower systems in Germany
Supporting implementation of updated whistleblower system
Preparation of reporting to regulatory authorities and key process stakeholders
Private Equity
Germany, €750m sales, 7.000 FTE
Compliance Due Diligence
Evaluation of compliance with law of general business conduct
Monitoring of compliance with relevant regulatory environment
Appraisal of fiduciary duties of managing directors
Reporting to Private Equity Funds and Financing Banks
Preparation of “compliance with law” initiative as post-closing action step
Technology
Germany, Telecommunication, €25m sales, 75 FTE
Appraisal of fiduciary duties of managing directors
Evaluation of fraud, misconduct and misappropriation of company & public funds
Forensic research regarding claims for refund and reimbursement
Evaluation of damage compensation
Negotiation of termination agreement
Preparation of exit road-map
Operational execution of exit readiness
Technology
Germany, Software, €9m sales, 35 FTE
Appraisal of fiduciary duties of managing directors
Identification of new managing director team
Corporate Restructuring and refinancing support
Administration and liquidation support
